Texas Capital Bank Specialty Deposit Solutions, Program Manager in Richardson Operations Center, Texas
At Texas Capital Bank, we are driven by a single-minded and unwavering mission: to serve business and the individuals who run them. We use a consultative approach and innovative technologies to develop new ideas that give the bank and our clients a competitive advantage. We partner with our customers to push the boundaries of what’s possible—together.
Headquartered in Dallas, Texas Capital Bank has offices in Austin, Fort Worth, Houston, Richardson, Plano and San Antonio, and we serve clients in a variety of industries from coast-to-coast.
We are on the Forbes Best Banks in America list, and were named a top place to work by The Dallas Morning News, Houston Chronicle and San Antonio Express-News. For further information, please visit us at www.texascapitalbank.com.
Need a strong individual to work directly with Risk Groups, Relationship Managers, Treasury Solutions, Client Service and clients to coordinate required activities and documentation from all parties including BSA/AML, fraud, compliance and monitoring information. The individual should have a strong working knowledge of BSA/AML requirements as well as NACHA rules and regulations, Treasury Management Products, SOC, and PCI audits
Develop and manage strong working relationships with business units, sales, management and clients
Monitor and provide status reports on all SDS Clients using sources across different departments of the bank, flagging potential issues on high risk Clients in a timely manner
SDS industry specific monitoring not included elsewhere in the bank
Provide reporting/escalation on compliance programs and risks to RM’s and SDS Governance Committee
Assist with Compliance Risk Assessments required by business units for SDS Clients
Work with bank reporting groups to obtain required NACHA compliance reports for SDS Clients and other reports as necessary
Prospect/ Client Site Visits as necessary
Assist in the development of required documentation and forms for initial and annual review of Clients for the SDS Governance Committee
Assist in the development of SDS Governance policies and procedures
Provide industry specific advice to the SDS Governance Committee across all high risk industries (such as third party service providers, money service businesses, alternative investment services)
Provide expert regulatory advice, challenge and oversight on compliance matters to business units and SDS Governance Committee members
Serve as compliance representative and advisor for assigned new business initiatives and special projects
Stay current on the regulatory environment and expectations through discussions with peers, seminars, webinars, roundtables, bankers associations, etc.
Perform other duties as assigned by SDS Governance Committee
Be able to work with the Client and RM to resolve issues uncovered during the Enhanced Due Diligence review, where appropriate.
Governance Committee oversight
Assist in the preparation and facilitation of the SDS Governance Committee meeting and summary of the findings from the various reviews and audits that have been performed. Prepare recommendations and/or recommend course of action including client relationship go/no-go decisions
Bachelor’s degree in Finance, Accounting or Business preferred; or equivalent years of experience
Specific knowledge of risk management, bank operations, products and services, or regulation
Certification or experience in audit, risk or compliance preferred
Strong communication and collaboration skills
Ability to multi-task in a fast paced environment
Extremely detail oriented and comfortable working both independently and in team settings
Problem solving skills as well as flexibility and adaptability
Ability to write reports and create presentations for executive management and external stakeholders
Ability to be influential and establish positive working relationships across the organization
Strong Microsoft application knowledge. Excel, Word, Access, and Outlook
Must be able to work at a computer for extended periods of time
AAP/CTP certification encouraged
Working knowledge of high risk industries such as third party service providers, money service businesses, alternative investment services is preferred
The duties listed above are the essential functions, or fundamental duties within the job classification. The essential functions of individual positions within the classification may differ. Texas Capital Bank may assign reasonably related additional duties to individual employees consistent with standard departmental policy
Req No.: 2018-3430
Street: 2350 Lakeside Blvd
External Company URL: www.texascapital.com